000 04022nam a2200505 i 4500
001 9781526517814
003 CaBNVSL
005 20240402144207.0
006 m o d
007 cr cn|||||||||
008 211028s2021 enk ob 100 0 eng d
020 _a9781526517814
_q(ebook)
020 _z9781526517807
_q(PDF)
020 _z9781526517784
_q(paperback)
020 _z1526517787
_q(print)
024 7 _a10.5040/9781526517814
_2doi
035 _a(OCoLC)1281197746
040 _aCaBNVSL
_beng
_erda
_cCaBNVSL
_dCaBNVSL
043 _ae-uk---
050 4 _aKD1715
_bH24 2021eb
082 0 4 _a346.4108
_223
100 1 _aHaynes, Andrew,
_eauthor
245 1 0 _aFinancial services law guide /
_cAndrew Haynes.
250 _aFifth edition.
264 1 _aLondon [England] :
_bBloomsbury Professional,
_c2021.
264 2 _a[London, England] :
_bBloomsbury Publishing,
_c2021
300 _a1 online resource (512 pages).
336 _atext
_2rdacontent
337 _acomputer
_2rdamedia
338 _aonline resource
_2rdacarrier
505 0 _a1. Financial Services Regulation -- 2. Authorisation -- 3. The Approved Persons Regime -- 4. Retail Products -- 5. Customer Relations -- 6. Financial Promotion -- 7. Market Abuse -- 8. Money Laundering -- 9. Clients' Money -- 10. Financial Rules -- 11. Enforcement -- 12. Professionals and Investment Business
506 _aAbstract freely available; full-text restricted to individual document purchasers.
520 _a"A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing: - Analysis of the various laws and regulations and how they impact on customer relations and retail products - An outline of the protection given to clients' money and the functioning of the prudential requirements - An explanation of the rationale and operation of enforcement procedures - Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities - A consideration of recently implemented EU initiatives The fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact - the FCA authorisation procedures and their impact - the approved persons regime - the rules and, in particular, their applications in relation to retail products and customer relations - the rules in relation to professionals as well as coverage of: - the EU Market Abuse Regulation - 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned - new case law in relation to enforcement and the lessons learned Covering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students."--
_cProvided by publisher.
530 _aAlso published in print.
532 0 _aCompliant with Level AA of the Web Content Accessibility Guidelines. Content is displayed as HTML full text which can easily be resized or read with assistive technology, with mark-up that allows screen readers and keyboard-only users to navigate easily
538 _aMode of access: World Wide Web.
650 0 _aFinancial services industry
_xLaw and legislation
_zGreat Britain.
650 0 _aFinancial services industry
_xLaw and legislation.
650 7 _aLaw,Financial services law & regulation,Financial law,Banking law
_2bicssc
655 0 _aElectronic books.
776 0 8 _iPrint version:
_z9781526517784
856 4 0 _3Abstract with links to full text
_uhttps://doi.org/10.5040/9781526517814?locatt=label:secondary_bloomsburyCollections
975 _aBloomsbury Professional Law 2021
999 _c10983
_d10983