000 03375nam a2200493Ia 4500
001 BP9781526509130BC
003 UkLoBP
006 m o d
007 cr cn|||||||||
008 230109s2022 enk o 00 0 eng
020 _a9781526509130
_q(online)
020 _z9781526509109(hardback)
020 _z9781526509116
_q(epub)
020 _z9781526509123
_q(PDF)
024 7 _a10.5040/9781526509130
_2doi
035 _a(OCoLC)1353638881
040 _aUkLoBP
_beng
_erda
_cUkLoBP
050 0 4 _aKD1777.I58
_bR534 2022
082 0 4 _a346.42092
100 1 _aRider, Barry,
_eauthor.
245 1 0 _aMarket abuse and insider dealing /
_cBarry Rider.
250 _aFourth edition.
264 1 _aLondon :
_bBloomsbury Professional,
_c2022.
264 2 _aLondon :
_bBloomsbury Publishing,
_c2022.
300 _a1 online resource
336 _atext
_btxt
_2rdacontent
337 _acomputer
_2rdamedia
338 _aonline resource
_2rdacarrier
347 _atext file
_2rdaft
347 _bHTML/PDF
505 0 _aChapter 1 The nature of insider dealing and market abuse --Chapter 2 Insider dealing: the civil law --Chapter 3 The main offences of insider dealing - dealing on the basis of inside information --Chapter 4 The market abuse regime --Chapter 5 FSMA criminal offences of market manipulation --Chapter 6 Fraud and financial crime --Chapter 7 Anti-money laundering and proceeds of crime --Chapter 8 Conflicts of interest --Chapter 9 Issuer disclosure and liability --Chapter 10 Information gathering --Chapter 11 Investigations --Chapter 12 Enforcement issues --Chapter 13 Compliance procedures and systems --Chapter 14 Personal liability of senior managers and compliance officers --Chapter 15 Control liability --Chapter 16 The impact of other laws: domestic and overseas.
520 _aMarket abuse and insider dealing remains and always has been a real concern for all those that operate in the financial sector. Some of the earliest laws relating to trade outlaw attempts to artificially interfere with the proper functions of the markets and ensure fairness. With recent changes to both the UK and European regimes the line between what is normal (and sensible) business practice and what may now be classified as market abuse is becoming increasingly fine. This raises questions about communications between financial institutions and investors, and about corporate and analyst access. Market Abuse and Insider Dealing provides guidance on and explanation of the range of potential legal and regulatory responses to this complex area of law..
532 0 _aCompliant with Level AA of the Web Content Accessibility Guidelines. Content is displayed as HTML full text which can easily be resized or read with assistive technology, with mark-up that allows screen readers and keyboard-only users to navigate easily
650 0 _aBanking law
_zUnited Kingdom.
650 0 _aLaw.
650 7 _aInsider trading in securities
_xLaw and legislation
_0(OCoLC)974204
_2fast
651 7 _aWales
_0(OCoLC)1207649
_2fast
651 7 _aEngland
_0(OCoLC)1219920
_2fast
700 1 _aAlexander,Kern,
_eauthor.
700 1 _aBazley, Stuart ,
_eauthor.
700 1 _aBryant, Jeffrey,
_eauthor.
856 4 0 _uhttps://doi.org/10.5040/9781526509130?locatt=label:secondary_bloomsburyCollections
975 _aBloomsbury Professional Law 2022
999 _c10941
_d10941