000			03997nam a2200505 i 4500
001			9781509941544
003			CaBNVSL
005			20240321114756.0
006			m o d
007			cr cn||||m|||a
008			220102s2022 enk ob 100 0 eng d
020			_a9781509941544 _q(online)
020			_a9781509941537 _q(ePub)
020			_z9781509956784 _q(softback)
020			_z9781509941513 _q(hardback)
024	7		_a10.5040/9781509941544 _2doi
035			_a(OCoLC)1291223053
040			_aCaBNVSL _beng _erda _cCaBNVSL _dCaBNVSL
043			_au-at---
050		4	_aKU894 _b.L47 2022eb
082	0	4	_a346.94092 _223
100	1		_aLegg, Michael, _eauthor.
245	1	0	_aPublic and private enforcement of securities laws : _bthe regulator and the class action in Australia's continuous disclosure regime / _cMichael Legg.
250			_aFirst edition.
264		1	_aLondon [England] : _bHart Publishing, _c2022
264		2	_a[London, England] : _bBloomsbury Publishing, _c2022
300			_a1 online resource (336 pages).
336			_atext _2rdacontent
337			_acomputer _2rdamedia
338			_aonline resource _2rdacarrier
490	1		_aCivil Justice Systems.
505	0		_a1. Introduction -- 2. Background -- 3. Analytical Framework -- 4. Case Studies -- 5. Application of the Analytical Framework to the Case Studies -- 6. Effectiveness and Co-existence of Regulatory Enforcement and Class Actions -- 7. Public and Private Enforcement Recalibrated -- 8. Co-ordination of Public and Private Enforcement
506			_aAbstract freely available; full-text restricted to individual document purchasers.
520			_a"This book undertakes unique case studies, including interviews with participants, as well as empirical analysis, of public and private enforcement of Australian securities laws addressing continuous disclosure. Enforcement of laws is crucial to effective regulation. Historically, enforcement was the province of a government regulator with significant discretion (public enforcement). However, more and more citizens are being expected to take action themselves (private enforcement). Consistent with regulatory pluralism, public and private enforcement exist in parallel, with the capacity to both help and hinder each other, and the achievement of the goals of enforcement in a range of areas of regulation. The rise of the shareholder class action in Australia, backed by litigation funding or lawyers, has given rise to enforcement overlapping with that of the government regulator, the Australian Securities and Investments Commission. The ramifications of overlapping enforcement are explained based on detailed analysis. The analysis is further bolstered by the regulator's approach to enforcement changing from a compliance orientation to a "Why not litigate?" approach. The analysis and ramifications of the Australian case studies involve matters of regulatory theory and practice that apply across jurisdictions. The book will appeal to practitioners, regulators and academics interested in regulatory policy and enforcement, and the operation of regulators and class actions, including their interaction."-- _cProvided by publisher.
532	0		_aCompliant with Level AA of the Web Content Accessibility Guidelines. Content is displayed as HTML full text which can easily be resized or read with assistive technology, with mark-up that allows screen readers and keyboard-only users to navigate easily.
538			_aMode of access: World Wide Web.
650		0	_aSecurities _xState supervision _zAustralia.
650		0	_aSecurities industry _xLaw and legislation _zAustralia.
650		0	_aStock exchanges _xLaw and legislation _zAustralia.
655		4	_aElectronic books.
776	0	8	_iPrint version: _z9781509956784
830		0	_aCivil Justice Systems
856	4	0	_3Abstract with links to full text _uhttps://doi.org/10.5040/9781509941544?locatt=label:secondary_bloomsburyCollections _qtext/html
975			_aHart Publishing 2022
999			_c10756 _d10756