Market abuse and insider dealing / (Record no. 10941)
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| 000 -LEADER | |
|---|---|
| fixed length control field | 03375nam a2200493Ia 4500 |
| 001 - CONTROL NUMBER | |
| control field | BP9781526509130BC |
| 003 - CONTROL NUMBER IDENTIFIER | |
| control field | UkLoBP |
| 006 - FIXED-LENGTH DATA ELEMENTS--ADDITIONAL MATERIAL CHARACTERISTICS | |
| fixed length control field | m o d |
| 007 - PHYSICAL DESCRIPTION FIXED FIELD--GENERAL INFORMATION | |
| fixed length control field | cr cn||||||||| |
| 008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION | |
| fixed length control field | 230109s2022 enk o 00 0 eng |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| International Standard Book Number | 9781526509130 |
| Qualifying information | (online) |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| Canceled/invalid ISBN | 9781526509109(hardback) |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| Canceled/invalid ISBN | 9781526509116 |
| Qualifying information | (epub) |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| Canceled/invalid ISBN | 9781526509123 |
| Qualifying information | (PDF) |
| 024 7# - OTHER STANDARD IDENTIFIER | |
| Standard number or code | 10.5040/9781526509130 |
| Source of number or code | doi |
| 035 ## - SYSTEM CONTROL NUMBER | |
| System control number | (OCoLC)1353638881 |
| 040 ## - CATALOGING SOURCE | |
| Original cataloging agency | UkLoBP |
| Language of cataloging | eng |
| Description conventions | rda |
| Transcribing agency | UkLoBP |
| 050 04 - LIBRARY OF CONGRESS CALL NUMBER | |
| Classification number | KD1777.I58 |
| Item number | R534 2022 |
| 082 04 - DEWEY DECIMAL CLASSIFICATION NUMBER | |
| Classification number | 346.42092 |
| 100 1# - MAIN ENTRY--PERSONAL NAME | |
| Personal name | Rider, Barry, |
| Relator term | author. |
| 245 10 - TITLE STATEMENT | |
| Title | Market abuse and insider dealing / |
| Statement of responsibility, etc. | Barry Rider. |
| 250 ## - EDITION STATEMENT | |
| Edition statement | Fourth edition. |
| 264 #1 - PRODUCTION, PUBLICATION, DISTRIBUTION, MANUFACTURE, AND COPYRIGHT NOTICE | |
| Place of production, publication, distribution, manufacture | London : |
| Name of producer, publisher, distributor, manufacturer | Bloomsbury Professional, |
| Date of production, publication, distribution, manufacture, or copyright notice | 2022. |
| 264 #2 - PRODUCTION, PUBLICATION, DISTRIBUTION, MANUFACTURE, AND COPYRIGHT NOTICE | |
| Place of production, publication, distribution, manufacture | London : |
| Name of producer, publisher, distributor, manufacturer | Bloomsbury Publishing, |
| Date of production, publication, distribution, manufacture, or copyright notice | 2022. |
| 300 ## - PHYSICAL DESCRIPTION | |
| Extent | 1 online resource |
| 336 ## - CONTENT TYPE | |
| Content type term | text |
| Content type code | txt |
| Source | rdacontent |
| 337 ## - MEDIA TYPE | |
| Media type term | computer |
| Source | rdamedia |
| 338 ## - CARRIER TYPE | |
| Carrier type term | online resource |
| Source | rdacarrier |
| 347 ## - DIGITAL FILE CHARACTERISTICS | |
| File type | text file |
| Source | rdaft |
| 347 ## - DIGITAL FILE CHARACTERISTICS | |
| Encoding format | HTML/PDF |
| 505 0# - FORMATTED CONTENTS NOTE | |
| Formatted contents note | Chapter 1 The nature of insider dealing and market abuse --Chapter 2 Insider dealing: the civil law --Chapter 3 The main offences of insider dealing - dealing on the basis of inside information --Chapter 4 The market abuse regime --Chapter 5 FSMA criminal offences of market manipulation --Chapter 6 Fraud and financial crime --Chapter 7 Anti-money laundering and proceeds of crime --Chapter 8 Conflicts of interest --Chapter 9 Issuer disclosure and liability --Chapter 10 Information gathering --Chapter 11 Investigations --Chapter 12 Enforcement issues --Chapter 13 Compliance procedures and systems --Chapter 14 Personal liability of senior managers and compliance officers --Chapter 15 Control liability --Chapter 16 The impact of other laws: domestic and overseas. |
| 520 ## - SUMMARY, ETC. | |
| Summary, etc. | Market abuse and insider dealing remains and always has been a real concern for all those that operate in the financial sector. Some of the earliest laws relating to trade outlaw attempts to artificially interfere with the proper functions of the markets and ensure fairness. With recent changes to both the UK and European regimes the line between what is normal (and sensible) business practice and what may now be classified as market abuse is becoming increasingly fine. This raises questions about communications between financial institutions and investors, and about corporate and analyst access. Market Abuse and Insider Dealing provides guidance on and explanation of the range of potential legal and regulatory responses to this complex area of law.. |
| 532 0# - ACCESSIBILITY NOTE | |
| Summary of accessibility | Compliant with Level AA of the Web Content Accessibility Guidelines. Content is displayed as HTML full text which can easily be resized or read with assistive technology, with mark-up that allows screen readers and keyboard-only users to navigate easily |
| 650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name entry element | Banking law |
| Geographic subdivision | United Kingdom. |
| 650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name entry element | Law. |
| 650 #7 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name entry element | Insider trading in securities |
| General subdivision | Law and legislation |
| Authority record control number or standard number | (OCoLC)974204 |
| Source of heading or term | fast |
| 651 #7 - SUBJECT ADDED ENTRY--GEOGRAPHIC NAME | |
| Geographic name | Wales |
| Authority record control number or standard number | (OCoLC)1207649 |
| Source of heading or term | fast |
| 651 #7 - SUBJECT ADDED ENTRY--GEOGRAPHIC NAME | |
| Geographic name | England |
| Authority record control number or standard number | (OCoLC)1219920 |
| Source of heading or term | fast |
| 700 1# - ADDED ENTRY--PERSONAL NAME | |
| Personal name | Alexander,Kern, |
| Relator term | author. |
| 700 1# - ADDED ENTRY--PERSONAL NAME | |
| Personal name | Bazley, Stuart , |
| Relator term | author. |
| 700 1# - ADDED ENTRY--PERSONAL NAME | |
| Personal name | Bryant, Jeffrey, |
| Relator term | author. |
| 856 40 - ELECTRONIC LOCATION AND ACCESS | |
| Uniform Resource Identifier | <a href="https://doi.org/10.5040/9781526509130?locatt=label:secondary_bloomsburyCollections">https://doi.org/10.5040/9781526509130?locatt=label:secondary_bloomsburyCollections</a> |
| 975 ## - | |
| -- | Bloomsbury Professional Law 2022 |
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